Background Check

As a registered broker-dealer, SM is required by FINRA rules and the USA PATRIOT Act to perform background checks on all participants that are granted access to our listings platform.

Please ensure the below fields are completed accurately in order to facilitate approval for access to SM's platform.

Individual's Information

No P.O. Boxes
 

Supporting Documents

A valid, unexpired government issued photo ID is required e.g. Drivers License or Passport.
  •  Driver's License
  •  Passport
  •  Other
If you need assistance please email support@SM.com or call 1-888-357-2422.